Home > Term: stock exchange regulations
stock exchange regulations
Set of regulations governing trading on a stock exchange subject to approval by the relevant national government. The stock exchange regulations include details of the tasks of the stock exchange supervisory authority, market surveillance, admission to the stock exchange as well as active trading, securities admission, price setting, etc. Furthermore, the stock exchange regulations must contain provisions governing the composition and election of members of the Admission Board and the meaning of price designations as well as technical regulations (trading days, trading times, segments, etc.).
- Part of Speech: noun
- Industry/Domain: Banking
- Category: Investment banking
- Company: UBS
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Creator
- Stefan K
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