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investment services and activities

Any of the services and activities listed in MiFID Annex I Section A relating to any financial instrument, namely: reception and transmission of orders in relation to one or more financial instruments; execution of orders on behalf of clients; dealing on own account; portfolio management; investment advice; underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis; placing of financial instruments without a firm commitment basis; operation of MTFs.

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  • SophieB
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