- Industry: Financial services
- Number of terms: 10107
- Number of blossaries: 0
- Company Profile:
Amount to be invested in the fund. Depending on the fund this may be reduced to reflect any up front fees associated with this transaction.
Industry:Financial services
The written statement acknowledging a completed securities transaction and making certain disclosures as required by SEC rules.
Industry:Financial services
The date a security sale or purchase is transacted. Settlement may be on the same day or later. Normal settlement is three business days.
For Alternative Investments, Date on which your purchase or exchange transactions are effective.
Industry:Financial services
The time of the last reported trade for a stock on at least a 15-minute delayed basis.
Industry:Financial services
An investor's instruction that limits a Buy or Sell transaction.
All or None (AON) - A stipulation of a buy or sell order that instructs the broker to either fill the entire order or don't fill it at all. The order is not automatically canceled, and may remain open for the duration of the time limit until the order can be filled in its entirety. This type of order may delay and/or prevent execution.
Industry:Financial services
Separate and distinct trading systems with their own pricing, order routing and trade reporting.
Industry:Financial services
A feature that provides a view of an account's activity for a particular transaction type. This includes all activity that occurred on the account, or specified date range, for that type of transaction. Transactions categories include: Automatic Teller Machine, Checking, Dividend/Interest, Electronic Bill Pay, Fund Receipts, Funds Transfers, Pending Trades/Dividends, Security Transactions, Visa Classic and Other. By default, "All Categories" includes all activity that occurred on your account regardless of category.
Industry:Financial services
Date that the CMA® Visa® Signature transaction occurred (as seen in Accounts CMA® Visa® Signature Delayed Debits).
Industry:Financial services
