- Industry: Financial services
- Number of terms: 10107
- Number of blossaries: 0
- Company Profile:
This price is above the prevailing market price on a buy stop, or is below the prevailing market price on a sell stop. Buy stop orders are generally used to limit loss or protect unrealized profits on a short sale. A stop order becomes a market order when a stock trades at or through the stop price.
Industry:Financial services
The stated price per share for which the underlying security may be purchased (in the case of a call), or sold (in the case of a put) by the option buyer (holder) upon exercise of the option contract.
Industry:Financial services
Separated Trading of Registered Interest and Principal of Securities. This bond, usually issued by the U.S. Treasury, whose two components, interest and principal, are separated and sold individually.
Industry:Financial services
A bond which can be bought in either a principal only (PO) or interest only (IO) package.
Industry:Financial services
Trust certificates issued by a special purpose trust in par amounts of $10, $25, or $1000 units.
Industry:Financial services
The least amount of money that a person may use to purchase additional shares in a previously existing mutual fund account. Typically, minimum investment limitations do not apply to fund shares purchased pursuant to dividend reinvestment plans or other programs by which fund distributions are automatically invested in additional fund shares.
Industry:Financial services
A feature that provides a view of an account's activity for particular Supplemental Year-End Tax Information related to Mortgage Pools, Grantor Trusts, Commodity Trusts, HOLDRs, Royalty Trusts and REMIC CDOs. Supplemental Year-End Tax Information includes: Supplemental Summaries, Summaries by Security, Original Issue Discount Detail, Gross Proceeds Detail and Gain/Loss Detail FIFO.
Industry:Financial services
Also known as "contingent deferred sales charge." Charge for withdrawal prior to the expiration of the surrender charge period.
Industry:Financial services
The amount available in cash upon cancellation of an insurance policy, usually a whole life policy, before it becomes payable upon death or maturity.
Industry:Financial services
