- Industry: Financial services
- Number of terms: 73910
- Number of blossaries: 1
- Company Profile:
World's leading financial information-service, news, and media company.
Certificate of Foreign Status form required by the IRS to tell the payer, transfer agent, broker or other middleman that an employee is a nonresident alien or foreign entity that is not subject to U.S. tax reporting or backup withholding rules.
Industry:Financial services
A form used to certify a shareholder's social security or tax identification number as true and correct, in order to avoid federal tax withholding.
Industry:Financial services
A loan agreement provision allowing the lender to deduct payments from an employee's wages in case of default.
Industry:Financial services
Time during which the Securities and Exchange Commission (SEC) studies a firm's registration statement. During this time the firm may distribute a preliminary prospectus.
Industry:Financial services
A provision in an insurance policy that allows payment of insurance premiums to be permanently or temporarily stopped in the event the policyholder becomes incapacitated.
Industry:Financial services
To take and maintain a position in a stock after going to the floor to consummate a trade. Antithesis of trade me out, buy them back.
Industry:Financial services
Generic term for the securities industry firms that buy, sell, and underwrite securities.
Industry:Financial services
