- Industry: Financial services
- Number of terms: 73910
- Number of blossaries: 1
- Company Profile:
World's leading financial information-service, news, and media company.
An irrevocable trust that becomes a revocable trust after a certain amount of time.
Industry:Financial services
Federal Reserve Board limit on how much credit a bank can allow a customer for the purchase and carrying of margin securities.
Industry:Financial services
Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared. Traders are so restricted due to investment bank involvement with the company on nonpublic activity (i.e., mergers and acquisitions defense), affiliate ownership, or underwriting activities; signified on the Quotron by a flashing "R." A restricted list and the stocks on it should never be conveyed to anyone outside of the trading areas, much less outside the firm. See: Grey list.
Industry:Financial services
The purchasing power in today's currency of future nominal currency to be disbursed or received.
Industry:Financial services
Assurance of funds issued by a bank that can be canceled at any time without prior notification to the beneficiary.
Industry:Financial services
Rules specifying the appropriate behavior of agencies, organizations or individuals in the securities industry.
Industry:Financial services
A margin account without enough equity to meet the initial margin requirement that is restricted from any purchases until the requirement is fulfilled.
Industry:Financial services
